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commander-ai-lab/ml/data/quality_gate.py
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rgriffithandClaude Opus 4.6 9b79d18201 feat(lan-client): triggers panel + CMD DMG score badges + fix encoding project-wide
Left action panel revised to show triggers list + Create Token/Auto-Arrange.
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Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
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Python

"""
Commander AI Lab — Quality Gate & Validation
═════════════════════════════════════════════
Phase 3 (Issue #67): Prevents bad PPO data from degrading the
supervised model by enforcing quality gates at multiple levels:
1. Forge Validation Holdout — fixed eval set from Forge-only data
2. Accuracy Gate — reject PPO batch if model accuracy drops on Forge eval
3. Win Rate Gate — only export PPO decisions above a win rate threshold
4. Data Quality Metrics — entropy, reward distribution logging
Usage:
from ml.data.quality_gate import QualityGate, QualityGateConfig
gate = QualityGate(QualityGateConfig(
min_forge_accuracy=0.40,
min_ppo_win_rate=0.30,
))
# Check if PPO batch should be accepted
verdict = gate.evaluate_ppo_batch(
forge_eval_accuracy=0.42,
ppo_win_rate=0.35,
ppo_decisions=decisions_list,
baseline_accuracy=0.41,
)
if verdict.accepted:
# merge PPO data into training set
...
Ref: docs/CLOSED-LOOP-DISTILLATION.md — Phase 3
Issue: #67
"""
import json
import logging
import os
from dataclasses import dataclass, field
from datetime import datetime, timezone
from pathlib import Path
from typing import Dict, List, Optional, Tuple
import numpy as np
logger = logging.getLogger("ml.quality_gate")
# ---------------------------------------------------------------------------
# Configuration
# ---------------------------------------------------------------------------
@dataclass
class QualityGateConfig:
"""Configuration for the quality gate system."""
# --- Forge validation holdout (Task 1) ---
forge_holdout_ratio: float = 0.12 # 12% of Forge data held out
forge_holdout_seed: int = 99 # Fixed seed for reproducibility
# --- Accuracy gate (Task 2) ---
# If model accuracy on Forge eval drops below this absolute floor,
# the PPO batch is rejected regardless.
min_forge_accuracy: float = 0.35
# If model accuracy drops by more than this relative amount compared
# to the baseline (pre-PPO model), reject the batch.
max_accuracy_drop: float = 0.03 # e.g., 41% → 38% = 3% drop → reject
# --- Win rate gate (Task 3) ---
# PPO agent must exceed this win rate before its decisions are exported.
# In a 4-player pod, random baseline is 25%.
min_ppo_win_rate: float = 0.30
# --- Quality metrics (Task 4) ---
# Directory to write quality reports
reports_dir: str = "data/results/quality-reports"
# ---------------------------------------------------------------------------
# Verdict dataclass
# ---------------------------------------------------------------------------
@dataclass
class GateVerdict:
"""Result of a quality gate evaluation."""
accepted: bool
reason: str
metrics: Dict = field(default_factory=dict)
timestamp: str = field(default_factory=lambda: datetime.now(timezone.utc).isoformat())
def to_dict(self) -> dict:
return {
"accepted": self.accepted,
"reason": self.reason,
"metrics": self.metrics,
"timestamp": self.timestamp,
}
# ---------------------------------------------------------------------------
# Forge Validation Holdout (Task 1)
# ---------------------------------------------------------------------------
def create_forge_holdout(
states: np.ndarray,
labels: np.ndarray,
sources: np.ndarray,
game_ids: np.ndarray,
holdout_ratio: float = 0.12,
seed: int = 99,
) -> Tuple[Dict[str, np.ndarray], Dict[str, np.ndarray]]:
"""
Split Forge-only data into training and holdout validation sets.
The holdout set is a fixed eval set used to detect accuracy regression
when PPO data is mixed in. Split is done by game_id to prevent leakage.
Args:
states, labels, sources, game_ids: Dataset arrays
holdout_ratio: Fraction of Forge games to hold out
seed: Fixed random seed for reproducibility
Returns:
(train_data, holdout_data) — each a dict with states, labels, sources, game_ids
"""
# Identify Forge-only samples
forge_mask = np.array([s == "forge" for s in sources])
ppo_mask = ~forge_mask
forge_game_ids = game_ids[forge_mask]
unique_forge_games = np.unique(forge_game_ids)
# Deterministic split by game_id
rng = np.random.default_rng(seed)
rng.shuffle(unique_forge_games)
n_holdout = max(1, int(len(unique_forge_games) * holdout_ratio))
holdout_games = set(unique_forge_games[:n_holdout])
train_games = set(unique_forge_games[n_holdout:])
# Build masks
forge_holdout_mask = np.array([
(s == "forge" and gid in holdout_games)
for s, gid in zip(sources, game_ids)
])
forge_train_mask = np.array([
(s == "forge" and gid in train_games)
for s, gid in zip(sources, game_ids)
])
# Training set = Forge train + all PPO data
train_mask = forge_train_mask | ppo_mask
def _subset(mask):
return {
"states": states[mask],
"labels": labels[mask],
"sources": sources[mask],
"game_ids": game_ids[mask],
}
holdout = _subset(forge_holdout_mask)
train = _subset(train_mask)
logger.info(
"Forge holdout: %d samples (%d games) held out, %d train samples remaining",
forge_holdout_mask.sum(), n_holdout, train_mask.sum(),
)
return train, holdout
# ---------------------------------------------------------------------------
# Accuracy Gate (Task 2)
# ---------------------------------------------------------------------------
def check_accuracy_gate(
current_accuracy: float,
baseline_accuracy: float,
config: QualityGateConfig,
) -> GateVerdict:
"""
Check if the current model accuracy on the Forge holdout set
is acceptable after training with PPO data mixed in.
Args:
current_accuracy: Accuracy on Forge holdout after training with PPO data
baseline_accuracy: Accuracy on Forge holdout from previous model (no PPO)
config: Quality gate configuration
Returns:
GateVerdict — accepted=True if accuracy is acceptable
"""
metrics = {
"current_accuracy": round(current_accuracy, 4),
"baseline_accuracy": round(baseline_accuracy, 4),
"accuracy_drop": round(baseline_accuracy - current_accuracy, 4),
"min_forge_accuracy": config.min_forge_accuracy,
"max_accuracy_drop": config.max_accuracy_drop,
}
# Check absolute floor
if current_accuracy < config.min_forge_accuracy:
return GateVerdict(
accepted=False,
reason=(
f"Forge eval accuracy ({current_accuracy:.1%}) below absolute "
f"minimum ({config.min_forge_accuracy:.1%}). PPO batch rejected."
),
metrics=metrics,
)
# Check relative drop
drop = baseline_accuracy - current_accuracy
if drop > config.max_accuracy_drop:
return GateVerdict(
accepted=False,
reason=(
f"Forge eval accuracy dropped {drop:.1%} "
f"(from {baseline_accuracy:.1%} to {current_accuracy:.1%}), "
f"exceeding max allowed drop of {config.max_accuracy_drop:.1%}. "
f"PPO batch rejected."
),
metrics=metrics,
)
return GateVerdict(
accepted=True,
reason=(
f"Forge eval accuracy {current_accuracy:.1%} is acceptable "
f"(baseline={baseline_accuracy:.1%}, drop={drop:.1%}). "
f"PPO batch accepted."
),
metrics=metrics,
)
# ---------------------------------------------------------------------------
# Win Rate Gate (Task 3)
# ---------------------------------------------------------------------------
def check_win_rate_gate(
ppo_win_rate: float,
config: QualityGateConfig,
total_episodes: int = 0,
min_episodes: int = 20,
) -> GateVerdict:
"""
Check if the PPO agent's win rate exceeds the minimum threshold
before allowing its decisions to be exported.
Args:
ppo_win_rate: Win rate of PPO agent (0.0 to 1.0)
config: Quality gate configuration
total_episodes: Number of episodes played
min_episodes: Minimum episodes required for statistical significance
Returns:
GateVerdict — accepted=True if win rate is sufficient
"""
metrics = {
"ppo_win_rate": round(ppo_win_rate, 4),
"min_ppo_win_rate": config.min_ppo_win_rate,
"total_episodes": total_episodes,
"min_episodes": min_episodes,
}
# Check minimum episode count
if total_episodes < min_episodes:
return GateVerdict(
accepted=False,
reason=(
f"Insufficient episodes ({total_episodes}/{min_episodes}). "
f"Need at least {min_episodes} episodes for reliable win rate."
),
metrics=metrics,
)
# Check win rate threshold
if ppo_win_rate < config.min_ppo_win_rate:
return GateVerdict(
accepted=False,
reason=(
f"PPO win rate ({ppo_win_rate:.1%}) below minimum "
f"threshold ({config.min_ppo_win_rate:.1%}). "
f"Agent not strong enough — decisions not exported."
),
metrics=metrics,
)
return GateVerdict(
accepted=True,
reason=(
f"PPO win rate ({ppo_win_rate:.1%}) exceeds minimum "
f"({config.min_ppo_win_rate:.1%}) over {total_episodes} episodes. "
f"Decisions approved for export."
),
metrics=metrics,
)
# ---------------------------------------------------------------------------
# Data Quality Metrics (Task 4)
# ---------------------------------------------------------------------------
def compute_action_entropy(action_indices: np.ndarray, num_actions: int = 8) -> float:
"""
Compute Shannon entropy of the action distribution.
High entropy = diverse actions (good).
Low entropy = collapsed to few actions (bad — possible mode collapse).
Max entropy for 8 actions = log2(8) = 3.0 bits.
"""
counts = np.bincount(action_indices, minlength=num_actions).astype(np.float64)
probs = counts / max(counts.sum(), 1)
# Filter zero probabilities for log
probs = probs[probs > 0]
entropy = -np.sum(probs * np.log2(probs))
return float(entropy)
def compute_reward_stats(rewards: np.ndarray) -> Dict[str, float]:
"""Compute summary statistics for reward/episode_return distribution."""
if len(rewards) == 0:
return {"mean": 0.0, "std": 0.0, "min": 0.0, "max": 0.0,
"median": 0.0, "p25": 0.0, "p75": 0.0}
return {
"mean": float(np.mean(rewards)),
"std": float(np.std(rewards)),
"min": float(np.min(rewards)),
"max": float(np.max(rewards)),
"median": float(np.median(rewards)),
"p25": float(np.percentile(rewards, 25)),
"p75": float(np.percentile(rewards, 75)),
}
def compute_quality_metrics(
decisions: List[dict],
num_actions: int = 8,
) -> Dict:
"""
Compute comprehensive data quality metrics for a batch of decisions.
Metrics:
- action_entropy: Shannon entropy of action distribution
- action_distribution: count per action
- reward_stats: mean, std, min, max, median, p25, p75
- source_breakdown: count per source
- total_decisions: number of decisions
- unique_games: number of unique game IDs
Args:
decisions: List of decision dicts (from JSONL records)
num_actions: Total number of possible actions
Returns:
Dict of quality metrics
"""
if not decisions:
return {"total_decisions": 0, "error": "empty batch"}
# Extract action indices
action_indices = np.array([
d.get("action", {}).get("action_idx", d.get("action_idx", 0))
for d in decisions
])
# Extract rewards/episode returns
rewards = np.array([
d.get("episode_return", d.get("reward", 0.0))
for d in decisions
])
# Action distribution
action_counts = np.bincount(action_indices, minlength=num_actions)
action_distribution = {
str(i): int(c) for i, c in enumerate(action_counts)
}
# Source breakdown
sources = [d.get("source", d.get("_source", "unknown")) for d in decisions]
source_counts = {}
for s in sources:
source_counts[s] = source_counts.get(s, 0) + 1
# Unique games
game_ids = set(d.get("game_id", "?") for d in decisions)
# Entropy
entropy = compute_action_entropy(action_indices, num_actions)
max_entropy = np.log2(num_actions)
return {
"total_decisions": len(decisions),
"unique_games": len(game_ids),
"action_entropy": round(entropy, 4),
"max_entropy": round(max_entropy, 4),
"entropy_ratio": round(entropy / max(max_entropy, 1e-8), 4),
"action_distribution": action_distribution,
"reward_stats": compute_reward_stats(rewards),
"source_breakdown": source_counts,
}
def log_quality_metrics(metrics: Dict):
"""Pretty-print quality metrics to the logger."""
logger.info("")
logger.info("=" * 55)
logger.info(" Data Quality Report")
logger.info("=" * 55)
logger.info(" Total decisions: %d", metrics.get("total_decisions", 0))
logger.info(" Unique games: %d", metrics.get("unique_games", 0))
logger.info(" Action entropy: %.3f / %.3f (%.0f%%)",
metrics.get("action_entropy", 0),
metrics.get("max_entropy", 0),
metrics.get("entropy_ratio", 0) * 100)
logger.info("")
# Action distribution
dist = metrics.get("action_distribution", {})
if dist:
total = sum(dist.values())
logger.info(" %-20s %8s %7s", "Action", "Count", "%")
logger.info(" " + "-" * 37)
for action_idx, count in sorted(dist.items(), key=lambda x: -x[1]):
pct = 100.0 * count / max(total, 1)
logger.info(" %-20s %8d %6.1f%%", f"action_{action_idx}", count, pct)
# Reward stats
rstats = metrics.get("reward_stats", {})
if rstats:
logger.info("")
logger.info(" Reward distribution:")
logger.info(" mean=%.3f std=%.3f min=%.3f max=%.3f",
rstats.get("mean", 0), rstats.get("std", 0),
rstats.get("min", 0), rstats.get("max", 0))
logger.info(" p25=%.3f median=%.3f p75=%.3f",
rstats.get("p25", 0), rstats.get("median", 0),
rstats.get("p75", 0))
# Source breakdown
sources = metrics.get("source_breakdown", {})
if sources:
logger.info("")
logger.info(" Source breakdown:")
for src, cnt in sorted(sources.items(), key=lambda x: -x[1]):
logger.info(" %-12s %d", src, cnt)
logger.info("=" * 55)
# ---------------------------------------------------------------------------
# Orchestrator — QualityGate class
# ---------------------------------------------------------------------------
class QualityGate:
"""
Orchestrates all quality checks for the closed-loop distillation pipeline.
Usage:
gate = QualityGate(config)
# Before exporting PPO decisions:
win_verdict = gate.check_win_rate(ppo_win_rate=0.35, total_episodes=100)
# After training with mixed data:
acc_verdict = gate.check_accuracy(
current_accuracy=0.42,
baseline_accuracy=0.41,
)
# Log quality metrics for a batch:
gate.report_batch_quality(decisions)
"""
def __init__(self, config: QualityGateConfig = None):
self.config = config or QualityGateConfig()
self.verdicts: List[GateVerdict] = []
def check_win_rate(
self,
ppo_win_rate: float,
total_episodes: int = 0,
min_episodes: int = 20,
) -> GateVerdict:
"""Check if PPO agent meets win rate threshold for export."""
verdict = check_win_rate_gate(
ppo_win_rate, self.config, total_episodes, min_episodes
)
self.verdicts.append(verdict)
if verdict.accepted:
logger.info("WIN RATE GATE: PASS — %s", verdict.reason)
else:
logger.warning("WIN RATE GATE: FAIL — %s", verdict.reason)
return verdict
def check_accuracy(
self,
current_accuracy: float,
baseline_accuracy: float,
) -> GateVerdict:
"""Check if model accuracy on Forge holdout is acceptable."""
verdict = check_accuracy_gate(
current_accuracy, baseline_accuracy, self.config
)
self.verdicts.append(verdict)
if verdict.accepted:
logger.info("ACCURACY GATE: PASS — %s", verdict.reason)
else:
logger.warning("ACCURACY GATE: FAIL — %s", verdict.reason)
return verdict
def report_batch_quality(self, decisions: List[dict]) -> Dict:
"""Compute and log quality metrics for a decision batch."""
metrics = compute_quality_metrics(decisions)
log_quality_metrics(metrics)
# Save report to disk
os.makedirs(self.config.reports_dir, exist_ok=True)
timestamp = datetime.now(timezone.utc).strftime("%Y%m%d_%H%M%S")
report_path = os.path.join(
self.config.reports_dir, f"quality_{timestamp}.json"
)
with open(report_path, "w", encoding="utf-8") as f:
json.dump(metrics, f, indent=2)
logger.info("Quality report saved: %s", report_path)
return metrics
def evaluate_ppo_batch(
self,
forge_eval_accuracy: float,
ppo_win_rate: float,
ppo_decisions: List[dict],
baseline_accuracy: float,
total_episodes: int = 0,
) -> GateVerdict:
"""
Run all quality gates on a PPO batch. Returns a combined verdict.
This is the main entry point for the distillation pipeline to decide
whether to accept or reject a batch of PPO-generated training data.
"""
# 1. Win rate gate
win_verdict = self.check_win_rate(ppo_win_rate, total_episodes)
if not win_verdict.accepted:
return win_verdict
# 2. Accuracy gate
acc_verdict = self.check_accuracy(forge_eval_accuracy, baseline_accuracy)
if not acc_verdict.accepted:
return acc_verdict
# 3. Log quality metrics (informational, doesn't block)
quality_metrics = self.report_batch_quality(ppo_decisions)
# 4. Check for extreme entropy collapse (soft warning)
entropy_ratio = quality_metrics.get("entropy_ratio", 1.0)
if entropy_ratio < 0.3:
logger.warning(
"LOW ENTROPY WARNING: action entropy ratio %.2f — "
"possible mode collapse in PPO agent",
entropy_ratio,
)
return GateVerdict(
accepted=True,
reason="All quality gates passed.",
metrics={
"win_rate": win_verdict.metrics,
"accuracy": acc_verdict.metrics,
"quality": quality_metrics,
},
)
def save_verdict_history(self, path: str = None):
"""Save all verdict history to a JSON file."""
if path is None:
os.makedirs(self.config.reports_dir, exist_ok=True)
path = os.path.join(self.config.reports_dir, "verdict_history.json")
history = [v.to_dict() for v in self.verdicts]
with open(path, "w", encoding="utf-8") as f:
json.dump(history, f, indent=2)
logger.info("Verdict history saved: %s (%d entries)", path, len(history))